|
Country / institution
|
Date
|
|
Scope
|
|
Bank
|
Capital Market
|
Insurance
|
|
Albania
|
|
Albanian Financial Services Authority (AFSA)
IOSCO Multilateral
|
23 06 2009
|
|
•
|
|
| Australia |
|
Australian Securities and Investments Commission
IOSCO Multilateral
|
08 10 2002
|
|
•
|
|
| Austria |
| Finanzmarktaufsicht | 16 11 1998 | |
•
| |
| CESR Multilateral | 01 05 2004 | |
•
| |
| Finanzmarktaufsicht | 13 12 2001 |
•
| | |
| Finanzmarktaufsicht | 20 03 2002 | | |
•
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
Finanzmarktaufsicht
IOSCO Multilateral
|
28 10 2009
|
|
|
•
|
|
Bahrain
|
|
Central Bank of Bahrain
IOSCO Multilateral
| 12 02 2008 |
|
•
|
|
| Belgium |
|
| Commission Bancaire, Financiere et des Assurances | 05 03 2003 |
•
| | |
| Commission Bancaire, Financiere et des Assurances | 06 08 2003 | |
•
| |
| CESR Multilateral | 01 05 2004 | |
•
| |
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
|
01 05 2004
|
|
|
•
|
|
|
IOSCO Multilateral
|
03 04 2005
|
|
•
|
|
|
Bermuda
|
|
Bermuda Monetary Authority
IOSCO Multilateral
|
07 06 2007
|
|
•
|
|
|
Brazil
|
|
Commissao de Valores Mobiliáros
IOSCO Multilateral
|
21 10 2009
|
|
•
|
|
|
British Virgin Islands Financial
|
|
British Virgin Islands Financial Services Commission
IOSCO Multilateral
|
21 05 2007
|
|
•
|
|
|
Bulgaria
|
|
Bulgarian National Bank
| 05 08 2003 |
•
| | |
|
Bulgarian Financial Supervision Commission
|
20 10 2003
|
|
•
|
•
|
|
Financial Supervision Commission
IOSCO Multilateral
|
29 10 2010
|
|
•
|
|
|
Cayman Islands
|
|
Cayman Islands Monetary Authority (CIMA)
IOSCO Multilateral
|
24 03 2009
|
|
•
|
|
| Canada |
| Québec Aurotité des Marchés Financiers | 04 03 1992 | |
•
| |
| IOSCO Multilateral | 17 12 2002 | |
•
| |
|
British Columbia Securities Commission
IOSCO Multilateral
| 10 11 2003 |
|
•
|
|
|
Ontario Securities Commission
IOSCO Multilateral
|
23 10 2002
|
|
•
|
|
|
Alberta Securities Commission
IOSCO Multilateral
| 10 11 2003 | |
•
| |
|
| China |
| China Banking Regulatory Commission | 21 11 2005 |
•
| | |
|
China Securities Regulatory Commission
IOSCO Multilateral
|
29 05 2007
|
|
•
|
|
| Croatia |
| Croatian National Bank | 20 12 2005 |
•
| | |
|
Hrvatska agencija za nadzor financijskih usluga
|
28 08 2007
|
|
•
|
•
|
|
Croatian Financial Services Supervisory Authority
IOSCO Multilateral
|
20 10 2009
|
|
•
|
|
| Cyprus |
| Securities and Exchange Commission | 19 11 2002 | |
•
| |
| CESR Multilateral | 01 05 2004 | |
•
| |
|
Ministry of Financeinsurance Companies Control Service
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
|
Cyprus Securities and Exchange Commission
IOSCO Multilateral
|
22 10 2009
|
|
•
|
|
| Czech Republic |
| Ceská Komise pro Cenné Papíry | 12 09 1999 | |
•
| |
| CESR Multilateral | 01 05 2004 | |
•
| |
|
Ministry of Finance
Office of the State Supervision in Insurance and Pension Funds
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
|
Czech National Bank
IOSCO Multilateral
|
29 03 2007
|
|
•
|
|
| Denmark |
|
Finanstilsynet
CESR Multilateral
| 01 05 2004 | |
•
| |
|
IOSCO Multilateral
|
17 08 2006
|
|
•
|
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
Dubai
|
|
Dubai Financial Services Authority
IOSCO Multilateral
|
03 07 2006
|
|
•
|
|
| Estonia |
|
Finantsinspektsioon
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
| Finland |
|
Rahoituskastus
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
IOSCO Multilateral
|
22 11 2007
|
|
|
|
|
Vakuutusvalvonta
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
| France |
| Autorité des Marchés Financiers | 24 06 1998 | |
•
| |
| IOSCO Multilateral | 19 02 2003 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Commission de Contrôle des Assurances, des Mutuelles et des institutions de Prévoyance
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Commission bancaire (CB) and Comité des établissements de crédit et des entreprises
d'investissement (CECEI)
|
15 08 2007
|
•
|
|
|
| Germany |
| Bundesanstalt für Finanzdienstleistungsaufsicht | 24 04 1998 | |
•
| |
| IOSCO Multilateral | 11 05 2003 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
•
|
|
| Bundesanstalt für Finanzdienstleistungsaufsicht | 14 09 2000 |
•
| | |
| Bundesanstalt für Finanzdienstleistungsaufsicht | 07 06 2002 | | |
•
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
| Greece |
| Hellenic Capital Market Commission | 08 01 2003 | |
•
| |
| IOSCO Multilateral | 18 10 2002 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Direction of Insurance Enterprises and Actuaries
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Guernsey
|
|
Guernsey Financial Services Commission (FSC)
IOSCO Multilateral
|
25 02 2009
|
|
|
•
|
| Hong Kong |
|
Securities and Exchange Commission
IOSCO Multilateral
| 03 03 2003 | |
•
| |
|
|
Hungary
|
|
Hungarian Financial Supervisory Authority
IOSCO Multilateral
|
09 07 2003
|
|
•
|
|
|
CESR Multilateral
|
01 05 2004
|
|
•
|
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
|
01 05 2004
|
|
|
•
|
| Iceland |
|
Financial Services Authority
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
Financial Supervisory Authority(FME)
IOSCO Multilateral
|
23 06 2010
|
|
•
|
|
| India |
|
Securities and Exchange Board of India
IOSCO Multilateral
| 04 22 2003 | |
•
| |
|
| Ireland |
|
Irish Financial Services Regulatory Authority
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
Isle of Man
|
|
Financial Supervision Commission
IOSCO Multilateral
|
21 10 2005
|
|
•
|
|
|
Israel
|
|
Israel Securities Authority
IOSCO Multilateral
|
02 07 2006
|
|
•
|
|
| Italy |
| Commissione Nazionale per le Societa e la Borsa | 14 09 1998 | |
•
| |
| IOSCO Multilateral | 15 09 2003 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
•
|
|
| Banca d' Italia | 16 01 2003 |
•
| | |
|
Istituto per la Vigilanza sulle Assicurazioni Private e di interesse Collettivo
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Japan
|
|
Financial Services Agency
IOSCO Multilateral
|
19 02 2008
|
|
•
|
|
| Jersey |
|
Jersey Financial Services Commission
IOSCO Multilateral
| 06 03 2003 | |
•
| |
|
|
Jordan
|
|
Jordan Securities Commission
IOSCO Multilateral
|
13 02 2008
|
|
•
|
|
|
Kenya
|
|
Capital Markets Authority of the Republic of Kenya (CMA)
IOSCO Multilateral
|
27 02 2009
|
|
•
|
|
|
Korea
|
|
Korean Financial Supervisory Authority
|
06 11 2006
|
•
|
|
|
|
Financial Supervisory Commission (FSC)/Financial Supervisory Service (FSS)
IOSCO Multilateral
|
09 06 2010
|
|
•
|
|
| Latvia |
|
Finanšu un Kapitala Tigrus Komisija
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
| Lithuania |
|
Lietuvos Respublikos Vertybiniu Poperiu Komisija
IOSCO Multilateral
| 15 07 2003
| |
•
| |
|
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Lietuvos Respublikos draudimo priežiuros komisija
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
| Luxemburg |
| Commission de Surveillance du Secteur Financier | 07 10 1997 | |
•
| |
| CESR Multilateral | 01 05 2004 | |
•
| |
|
IOSCO Multilateral
|
08 05 2007
|
|
•
|
|
|
Commissariat aux Assurances
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Malawi
|
|
Reserve Bank of Malawi (RBM)
IOSCO Multilateral
|
14 12 2009
|
|
•
|
|
|
Malaysia
|
|
Securities Commission
IOSCO Multilateral
|
07 05 2007
|
|
•
|
|
|
Maldive Islands
|
|
Capital Market Development Authority (CMDA)
IOSCO Multilateral
|
29 10 2009
|
|
•
|
|
| Malta |
|
Malta Financial Services Authority
CESR Multilateral
|
01 05 2004
|
|
•
|
|
|
IOSCO Multilateral
|
09 03 2006
|
|
•
|
|
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
| Mexico |
|
Comision Nacional Bancaria y de Valores
IOSCO Multilateral
| 14 03 2003 | |
•
| |
|
|
Montenegro
|
|
Central Bank of Montenegro
|
06 03 2007
|
•
|
|
|
|
Montenegro Securities Commission (MSC)
IOSCO Multilateral
|
25 02 2009
|
|
•
|
|
|
Morocco
|
|
Conseil déontologique des valeurs mobiléres
IOSCO Multilateral
|
10 12 2007
|
|
•
|
|
| New Zealand |
|
Securities Commission of New Zealand
IOSCO Multilateral
| 01 12 2003 | |
•
| |
|
|
Nigeria
|
|
Securities and Exchange Commission
IOSCO Multilateral
|
08 06 2006
|
|
•
|
|
| Norway |
|
Kredittilsynet
CESR Multilateral
|
01 05 2004
|
|
•
| |
|
|
IOSCO Multilateral
|
11 12 2006
|
|
•
|
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
| Poland |
| Komisja Papierów Wartosciowych i Gield | 12 09 1999 | |
•
| |
| IOSCO Multilateral | 04 11 2003 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Komisja Nadzoru Ubezpieczeń i Funduszy Emerytalnych
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | |
|
•
|
|
|
| Portugal |
| Comissao do Mercado de Valores Mobiliários | 13 09 1999 | |
•
| |
| IOSCO Multilateral | 04 11 2002 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
Instituto de Seguros de Portugal
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Republic of Srpska
|
|
Securities Commission of the Republic of Srpska
IOSCO Multilateral
|
27 10 2009
|
|
•
|
|
| Romania |
| Comisia Nationala a Valorilor Mobiliare | 16 02 2005 | |
•
| |
|
IOSCO Multilateral
|
04 11 2008
|
|
•
|
|
| National Bank of Romania | 21 11 2005 |
•
| | |
|
Saudi Arabia
|
|
Capital Market Authority (CMA)
IOSCO Multilateral
|
09 06 2010
|
|
•
|
|
|
Serbia
|
|
National Bank of Serbia
|
10 01 2008
|
•
|
|
•
|
|
Securities Commission
IOSCO Multilateral
|
29 10 2009
|
|
•
|
|
|
Singapore
|
|
Monetary Authority of Singapore
IOSCO Multilateral
|
17 11 2005
|
|
•
|
|
| Slovakia |
| Národná Banka Slovenska | 11 06 2002 |
•
| | |
| Úrad pre financny trh | 27 01 2003 |
|
•
|
•
|
| IOSCO Multilateral | 17 06 2004 | |
•
| |
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
| Slovenia |
|
Agencija za trg vrednostnih papirjev
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
Agencija za zavarovalni nadzor
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Securities Market Agency
IOSCO Multilateral
|
20 10 2009
|
|
•
|
|
| Spain |
|
Comisión Nacional del Mercado de Valores
IOSCO Multilateral
|
24 03 2003
| |
•
| |
|
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Ministerio de Economía
Dirección General de Seguros y Fondos de Pensiones
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
|
01 05 2004
|
|
|
•
|
|
|
|
| Sri Lanka |
|
Securities and Exchange Commission of Sri Lanka
IOSCO Multilateral
| 31 03 2004 | |
•
| |
|
| South Africa |
|
Financial Services Board
IOSCO Multilateral
|
18 03 2003
|
|
•
|
|
|
| Sweden |
|
Finansinspektionen
CESR Multilateral
| 01 05 2004 | |
•
| |
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
Switzerland
|
|
Swiss Financial Market Supervisory Authority (FINMA)
IOSCO Multilateral
|
15 02 2010
|
|
•
|
|
|
Syrian Arab Repulic
|
|
Syrian Commission on Financial Markets and Securities (SCFMS)
IOSCO Multilateral
|
09 06 2010
|
|
•
|
|
| The Netherlands |
| De Nederlandsche Bank | 22 01 2003 |
•
| | |
| Autoriteit Financiële Markten | 21 03 2003 | |
•
| |
| CESR Multilateral | 01 05 2004 | |
•
| |
|
IOSCO Multilateral
|
22 11 2007
|
|
•
|
|
|
De Nederlandsche Bank
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
|
Tunisia
|
|
Conseil du Marché Financier
IOSCO Multilateral
|
25 12 2009
|
|
•
|
|
| Turkey |
|
Sermaye Piyasasi Kurulu
IOSCO Multilateral
| 14 11 2002 | |
•
| |
|
|
Ukraine
|
|
National Bank of Ukraine
|
26 10 2009
|
•
|
|
|
| United Kingdom |
|
Financial Services Authority
IOSCO Multilateral
|
10 03 2003 | |
•
| |
|
| CESR Multilateral | 01 05 2004 |
|
•
|
|
|
Helsinki Protocol (multilateral)
Siena Protocol (multilateral)
| 01 05 2004 | | |
•
|
|
|
United States of America
|
|
State of New York Banking Department
|
27 02 2002
|
•
|
|
|
|
Securities and Exchange Commission
IOSCO Multilateral
| 19 11 2002 |
|
•
| |
|
Commodity Futures Trading Commission
IOSCO Multilateral
| 19 12 2002 | |
•
| |
|
|
Uruguay
|
|
Central Bank of Uruguay (CBU)
IOSCO Multilateral
|
09 06 2010
|
|
•
|
|
|
West African Monetary Union (WAMU)
|
|
IOSCO Multilateral
|
25 06 2009
|
|
•
|
|
|
|
|
Members Listed in the IOSCO MMOU Annex B
|
|
List of IOSCO members committed to becoming signatories to the IOSCO Multilatereal
Memorandum of Understanding concerning consultation and cooperation and the exchange
of information.
|
|
Algeria
|
|
Commission d' Organisatian et de Surveillance des Opérations de Bourse
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Argentina
|
|
Comisión Nacional de Valores (NSCA)
IOSCO Multilateral
|
19 03 2009
|
|
•
|
|
|
|
Bahamas
|
|
Securities Commission of the Bahamas (SCB)
IOSCO Multilateral
|
09 06 2009
|
|
•
|
|
|
Bangladesh
|
|
Securities and Exchange Commission of Bangladesh
IOSCO Multilateral
|
14 12 2009
|
|
•
|
|
|
Barbados
|
|
The Securities Commission of Barbados
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Chile
|
|
Superintendencia de Valores y Seguros
IOSCO Multilateral
|
26 10 2004
|
|
•
|
|
|
Columbia
|
|
Superintendencia Financiera de Colombia (SFC)
IOSCO Multilateral
|
17 02 2009
|
|
•
|
|
|
Costa Rica
|
|
Superintendencia General de Valores of Costa Rica
IOSCO Multilateral
|
|
|
•
|
|
|
Dominican Republic
|
|
Superintendencia de Valores (SIV)
IOSCO Multilateral
|
14 02 2009
|
|
•
|
|
|
Egypt
|
|
The Capital Markets Authority of Egypt (CMA)
IOSCO Multilateral
|
17 03 2009
|
|
•
|
|
|
Estonia
|
|
Financial Supervision Authority
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Federation of Bosnia and Herzegovina
|
|
Securities Commission of the Federation of Bosnia and Herzegovina (SC)
IOSCO Multlateral
|
14 12 2009
|
|
•
|
|
|
Ghana
|
|
Securities and Exchange Commission of Ghana
IOSCO Multilatereal
|
04 09 2007
|
|
•
|
|
|
Gibraltar
|
|
Financial Services Commission of Gibraltar
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Indonesia
|
|
The Indonesian Capital Market Supervisory Agency
IOSCO Multilateral
|
10 03 2005
|
|
•
|
|
|
Ireland
|
|
Irish Financial Services Regulatory Authority
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Jamaica
|
|
Financial Services Commission
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Labuan
|
|
Labuan Offshore Financial Services Authority
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Macedonia
|
|
The Securities and Exchange Commission of the Republic of Macedonia (MSEC)
IOSCO Multilateral
|
02 03 2009
|
|
•
|
|
|
Mongolia
|
|
Financial Regulatory Commission (FRC)
IOSCO Multilateral
|
09 06 2009
|
|
•
|
|
|
Oman
|
|
Capital Market Authority
IOSCO Multilateral
|
09 06 2009
|
|
•
|
|
|
Pakistan
|
|
Securities and Exchange Commission of Pakistan
IOSCO Multilateral
|
14 02 2009
|
|
•
|
|
|
Panama
|
|
Comisión Nacional de Valores
IOSCO Multilateral
|
02 08 2005
|
|
•
|
|
|
Papua New Guinea
|
|
Securities Commision of Papua New Guinea
IOSCO Multilateral
|
05 10 2009
|
|
•
|
|
|
Peru
|
|
Comisión Nacional Supervisora de Empresas y Valores
IOSCO Multilateral
|
02 04 2004
|
|
•
|
|
|
Philippines
|
|
Securities and Exchange Commission
IOSCO Multilateral
|
02 06 2007
|
|
•
|
|
|
Republic of Kazakhstan
|
|
Financial Supervision Agency of the Republic of Kazakhstan (FSA)
IOSCO Multilateral
|
14 02 2009
|
|
•
|
|
|
Russia
|
|
Federal Financial Markets Service of Russia
IOSCO Multilateral
|
30 09 2008
|
|
•
|
|
|
Salvador
|
|
Superintendecia de Valores
IOSCO Multilateral
|
27 05 2008
|
|
•
|
|
|
Sweden
|
|
Finansinspektionen (FI)
IOSCO Multilateral
|
14 12 2009
|
|
•
|
|
|
Taipei
|
|
Financial Supervisory Commission of Chinese Taipei
IOSCO Multilateral
|
04 09 2007
|
|
•
|
|
|
Tanzania
|
|
Capital Market and Securities Authority (CMSA)
IOSCO Multilateral
|
09 06 2009
|
|
•
|
|
|
Trinidad and Tobago
|
|
Trinidad and Tobago Securities Commission (SEC)
IOSCO Multilateral
|
14 12 2009
|
|
•
|
|
|
Uganda
|
|
Capital Markets Authority (CMA)
IOSCO Multilateral
|
09 06 2009
|
|
•
|
|
| |
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